All FINRA NASD firms must provide FINRA continuing education for their representatives and managers. This CE training can be taken online in the subjects that are needed. Our firm element courses offer dozens of subject choices for managers and brokers.
Series 7 and Series 6
All representatives that are licensed Series 7 and Series 6 must take there continuing education training beginning in the 2nd year of licensing. Subjects within our firm element education include:
Ethics and Suitability
Anti Money Laundering
Securities Products, including mutual funds, annuities, bonds and options
FINRA Rules and Regulation
Economics and more
Firm Element CE
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